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- Survey: Wall Street looks to cloud technology for its next bailout
- Can new technology initiatives help pull Wall Street out of the danger zone? A new survey released by IBM and Securities Industry and Financial Markets Association SIFMA finds that IT budgets are tight on Wall Street, but things are loosening up, and there's going to be plenty of demand for...
- Blog posts 2009-06-25
- Compliance: SEC 17a-4/NASD 3010/3110
- In the wake of the 1928 stock market crash and the uncovering of widespread securities fraud, the U.S. Congress enacted the Securities Exchange Act of 1934. The Act seeks to protect investors from fraudulent or misleading claims in the securities industry and requires extensive record keeping, reviewing, and auditing by...
- White papers 2007-04-17
- 57 mln US households invest in stocks
- Among stock investors, 28% are concerned about short-term investment fluctuations, compared with 23% in 2002, according to Investment Company Institute and Securities Industry Association. 57 mln US households own stock directly or through mutual funds. That figure is up slightly from 2002, when 54.1 mln households owned stock. More than...
- Blog posts 2005-11-10
- Getting tough with China?
- Getting tough with China?The US government, Microsoft's best advocate.Of course, Microsoft and the business organizations to which it belongs will have little impact on Chinese government policies. Piracy and software protectionism are not essentially a problem; they're an increase in profits.But, because the Chinese policies are blatant protectionism, the...
- Discussion threads 2005-05-20
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